Character pairing in The Lord of the Rings

Character pairing in The Lord of the Rings is a literary device used by J. R. R. Tolkien, a Roman Catholic, to express some of the moral complexity of his major characters in his heroic romance, The Lord of the Rings. Commentators have noted that the format of a fantasy does not lend itself to subtlety of characterisation, but that pairing allows inner tensions to be expressed as linked opposites.

Context: a problem

The author of The Lord of the Rings, J. R. R. Tolkien, was a devout Roman Catholic, and as such intensely interested in expressing themes such as moral choice and the nature of evil in the world through his fantasy writing in the realm of Middle-earth.[T 1]

The medievalist Marjorie Burns analyses in detail Tolkien's use of pairing to build a sense of the depth and complexity of his major characters. She grants that Tolkien did like to have separate good and bad characters suitable for a fantasy, but as a serious author interested in moral choice, he wanted at the same time to make his characters realistically complex and many-faceted.[1] She states that this problem is not easy to resolve, but that Tolkien makes use of multiple methods; far from being unambiguously good or evil, his good characters have moments of "doubt, temptation, or irritability",[1] while his bad, or in Catholic terms "fallen" characters have equivalent moments of uncertainty, "reconsider[ing] the choices they have made",[1] as when, she writes, Gollum looks at the sleeping Frodo and Sam on the stairs of Cirith Ungol, and almost loves them.[1]

Paired opposites

Several scholars have noted that Tolkien makes use of character pairings. Brian Attebery, writing in The Cambridge Companion to Fantasy Literature, comments in its article on the literary theory of structuralism that while, like other fantasy authors, Tolkien's work "keeps its good and evil pretty much corralled separately", it can be seen "through a Lévi-Straussian lens, as offering multiple and contradictory versions of the same basic oppositions".[2] It sees pairings between the "sneaky" Gollum and the "loyal" Sam, and between both of them and Frodo; "unheroic" Frodo with the warrior Boromir; Boromir contrasted with his brother, the loyal and thoughtful Faramir, and with the "kingly" Aragorn.[2] It states that "once alerted to this mode of doubling", the observant reader "can see unlikelier but suggestive" character pairings, such as Galadriel and Shelob, or Gandalf with Wormtongue.[2] In this, it suggests, Tolkien's fantasy resembles that of Ursula Le Guin, whose Earthsea tales begin in light-versus-darkness fantasy mode, but branch out into something much more complex, "a startlingly new structure of meaning".[2]

The Tolkien scholar Jane Chance contrasts Théoden, king of Rohan, with another "Germanic king", Denethor, the last Ruling Steward of Gondor. In Chance's view, Théoden represents good, Denethor evil; she notes that their names are almost anagrams, and that where Théoden welcomes the hobbit Merry Brandybuck into his service with loving friendship, Denethor accepts Pippin Took with a harsh contract of fealty.[3] Burns identifies and analyses numerous character pairings, noting that there are often further echoes: Gandalf's opposite may mainly be Saruman, but he is also paired with the Dark Lord Sauron, and for a moment also with the Balrog.[1]

Character pairings analysed by Marjorie Burns[1]
Good characterBad character
Gandalf
   Wizard, remaining loyal
Saruman
   Wizard, corrupted by pride
Théoden
   King of Rohan, reawakened to his power
Denethor
   Failed Steward of Gondor who wants to be king
Frodo
   Hobbit, ringbearer
Gollum
   Hobbit turned monster, corrupted by the Ring
Galadriel
   Elf-queen, associated with light
Shelob
   Giant spider, associated with darkness

Evil spiders, opposed to light

The scholar Christina Fawcett notes the different dichotomy with Shelob and the other giant evil spiders, especially Shelob's earliest ancestor Ungoliant. Rather than being directly paired with any individual, they are "consistently associated with darkness and entrapment, opposing themselves to liberty and light".[4] Ungoliant, servant of the first Dark Lord, Melkor, consumes the Two Trees of Valinor, which gave the world light, and emits "a cloak of darkness she wove about them when Melkor and Ungoliant set forth: an Unlight in which things seemed to be no more, and which eyes could not pierce, for it was void".[T 2] Similarly, Shelob "weav[es] webs of shadow; for all living things were her food, and her vomit darkness".[T 3] Burns writes that Galadriel brings light, able to oppose Shelob's darkness effectively.[1] Verlyn Flieger notes that the Phial of Galadriel holds the light of the Star of Elbereth, which in turn, by a complicated route of one fragmentation after another, is a surviving splinter of the light from the Two Trees of Valinor, the original light of creation.[5]

A three-way pairing of hobbits

William Bettridge, writing in Mythlore, notes that critics have found Tolkien's characters "variously silly, shallow, unreal, or confusing".[6] In his view "a romantic quest myth",[6] unlike a realistic work of fiction, requires the protagonist to be apart from other characters, leading the author to create archetypes rather than subtle characterisation. However, he writes, characters in myths do not have to be simple-minded, and pairing allows the story to use, say, Adam and Eve in the Genesis myth "as different aspects of mankind, instead of viewing them as discrete characters".[6] He notes pairings such as Aragorn (true king of Gondor) versus Denethor and Gandalf versus Saruman, but considers the "zenith"[6] of Tolkien's character pairing to be in his counterbalancing of Frodo, Sam, and Gollum. He notes that all of them are "of hobbit-kind".[6] The protagonist Frodo, on his own, is depicted rather simply, even "monolithic[ally]", as anguished and weighed down more or less physically by the Ring. But his character, Bettridge argues, is fleshed out by Sam and Gollum. Sam represents the good, simple, loyal, and brave part of Frodo. Gollum represents the evil part of Frodo's character, desiring the Ring for himself. Sam is intolerant of Gollum's evil, reflecting Frodo's early, unthinking attitude to the creature. The three of them are bound together by their hobbit nature, by their quest, by bonds of loyalty and oath, and by the Ring itself. Together, they paint a picture of Frodo's complex personality.[6]

The medievalist Alaric Hall notes the pairing of Frodo and Gollum, pointing out Gandalf's remark to Frodo that Bilbo escaped almost unscathed because of the pity and mercy which led him to spare Gollum's life: it was important to avoid the enemy's methods. Hall writes that Faramir and Gandalf are good where Boromir and Saruman are bad precisely because they remain innocent; this is what can overcome evil. For otherwise, as the Germanic myths emphasize, "heroes cannot defeat their enemies without taking something from them to themselves."[7] The Ring, in particular, makes its wearer fade, and takes over their mind for evil, even if they are as powerful as Gandalf; Gandalf indeed refuses Frodo's offer of the ring, saying "For I do not wish to become like the Dark Lord himself".[T 4] Eventually Frodo, his name meaning "wise by experience", although surprisingly resilient, becomes unable to resist; but Sam, less wise, less led by his thoughts - his name, Samwise, means "half-wise"[T 5] - remains strong to the end.[7]

Jungian archetypes

Diagram of Patrick Grant's Jungian view of The Lord of the Rings with hero, anima and other archetypes[8]

Patrick Grant, a scholar of Renaissance literature, took a different view of the character pairings in the work. He interpreted the interactions of the characters as fitting the oppositions and other pairwise relationships of Jungian archetypes, recurring psychological symbols proposed by Carl Jung. He stated that the Hero appears both in noble and powerful form as Aragorn, and in childlike form as Frodo, whose quest can be interpreted as a personal journey of individuation. They are opposed by the Ringwraiths. Frodo's anima is the Elf-queen Galadriel, who is opposed by the evil giant female spider Shelob. The Old Wise Man archetype is filled by the wizard Gandalf, who is opposed by the corrupted wizard Saruman. Frodo's Shadow is, appropriately in Grant's view, also a male Hobbit, like Frodo. Aragorn has an Ideal Partner in Arwen, but also a Negative Animus in Eowyn, at least until she meets Faramir and chooses a happy union with him instead. All of these together create an image of the self.[8]

References

Primary

This list identifies each item's location in Tolkien's writings.
  1. Carpenter 1981, #142
  2. Tolkien 1977, p. 77
  3. Tolkien 1954, book 4, ch. 9 "Shelob's Lair"
  4. The Fellowship of the Ring, book 1, ch. 2 "The Shadow of the Past"
  5. Tolkien 1955, Appendix F, 2, "On Translation"

Secondary

  1. Burns 2005, pp. 91–127.
  2. Attebery 2012, p. 87.
  3. Nitzsche 1980, pp. 119-122.
  4. Fawcett 2014, pp. 131–132.
  5. Flieger 1983, pp. 6-61, 89–90, 144-145 and passim.
  6. Bettridge 1990, Article 5.
  7. Hall, Alaric. "The One Ring". Alaric Hall. Retrieved 5 August 2020.
  8. Grant 1973, pp. 365-380.

Sources


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